Compliance And Safety Training

Checklists And Templates For Dealing With Harassment And Workplace Bullying




These will help organizations address these issues effectively, create a safe environment, and comply with legal and ethical standards.


1. Workplace Harassment and Bullying Prevention Checklist

Purpose: Ensure proactive measures to prevent harassment and bullying.

| Task | Completed (?/?) | Notes |
|--------------------------------------------|---------------------|-------------------------------------|
| Develop and implement a clear anti-harassment policy | | Include definitions, examples, and consequences. |
| Communicate the policy to all employees | | Distribute through training and employee handbooks. |
| Provide regular harassment prevention training | | Train employees and managers annually. |
| Designate a confidential reporting system | | Offer multiple channels (e.g., hotline, email). |
| Display anti-harassment posters and resources | | Place in breakrooms, hallways, and other visible areas. |
| Conduct regular workplace climate surveys | | Assess employee experiences and perceptions. |
| Establish a zero-tolerance culture | | Include strong leadership support for policies. |
| Monitor and audit compliance | | Review training attendance and policy updates. |


2. Incident Reporting Form Template

Purpose: Standardize the process for reporting workplace harassment or bullying incidents.

| Date of Report: [Insert Date] | Time of Incident: [Insert Time] |

| Section | Details |
|--------------------------------------------|--------------------------------------------|
| Reporter’s Name (Optional): | [Insert Name or "Anonymous"] |
| Person(s) Involved: | [Names of individuals involved] |
| Description of Incident: | [What happened? Include details about actions, words, and context.] |
| Location of Incident: | [E.g., Office, breakroom, virtual meeting] |
| Witnesses (if any): | [List names or indicate "None"] |
| Supporting Evidence: | [Attach emails, screenshots, or photos, if applicable] |
| Desired Outcome: | [E.g., Investigation, resolution, apology, etc.] |


3. Investigation Checklist for Harassment and Bullying

Purpose: Ensure thorough and fair investigations of reported incidents.

| Step | Completed (?/?) | Notes |
|--------------------------------------------|---------------------|-------------------------------------|
| Acknowledge receipt of the report | | Send a confirmation to the reporter. |
| Assign an investigator or investigation team | | Ensure they are neutral and trained. |
| Review the incident report and supporting evidence | | Collect additional information if necessary. |
| Interview the reporter | | Gather details about the incident. |
| Interview the accused | | Give them an opportunity to respond. |
| Interview witnesses (if applicable) | | Record witness statements accurately. |
| Review company policies and relevant laws | | Ensure compliance with regulations. |
| Analyze all evidence and testimonies | | Maintain objectivity throughout. |
| Document findings and conclusions | | Use a written report template. |
| Communicate the outcome to all parties | | Respect confidentiality when sharing results. |


4. Harassment and Bullying Investigation Report Template

Purpose: Document the findings of a harassment or bullying investigation.

| Investigator(s): [Insert Name(s)] | Date: [Insert Date] |

| Section | Details |
|--------------------------------------------|--------------------------------------------|
| Overview of Allegation: | [Briefly describe the nature of the report.] |
| Summary of Interviews: | [Summarize testimonies from all parties involved.] |
| Evidence Reviewed: | [List and summarize supporting evidence.] |
| Relevant Policies or Guidelines: | [Reference company policies and legal standards.] |
| Findings: | [Describe whether the claims are substantiated or not.] |
| Action Taken: | [E.g., disciplinary action, additional training, policy updates.] |
| Follow-Up Plan: | [Outline steps to prevent recurrence or provide support.] |


5. Manager’s Checklist for Responding to Harassment and Bullying Reports

Purpose: Guide managers on how to handle harassment or bullying complaints appropriately.

| Step | Completed (?/?) | Notes |
|--------------------------------------------|---------------------|-------------------------------------|
| Remain neutral and listen without judgment | | Show empathy and professionalism. |
| Assure confidentiality | | Explain who will have access to the report. |
| Document the conversation | | Take detailed notes of the report. |
| Explain the investigation process | | Inform the employee of the next steps. |
| Avoid retaliation against the reporter | | Ensure the reporter feels supported. |
| Provide interim measures if necessary | | Adjust schedules or roles if immediate action is needed. |
| Check in with the reporter regularly | | Maintain open communication during the investigation. |


6. Workplace Bullying Identification Checklist

Purpose: Identify signs of workplace bullying to address them proactively.

| Behavior | Observed (?/?) | Notes/Examples |
|--------------------------------------------|---------------------|-------------------------------------|
| Persistent criticism of work or personal traits | | |
| Exclusion from team activities or meetings | | |
| Spreading rumors or false information | | |
| Yelling, verbal abuse, or humiliation | | |
| Micromanagement or excessive monitoring | | |
| Withholding important information | | |
| Assigning impossible tasks or deadlines | | |


7. Anti-Harassment and Bullying Policy Template

Purpose: Provide clear guidelines on the organization’s stance against harassment and bullying.

[Header]:

[Organization Name] Anti-Harassment and Bullying Policy

Policy Overview:

  • Objective: To maintain a safe and respectful workplace free from harassment and bullying.
  • Scope: Applies to all employees, contractors, vendors, and visitors.

Definitions:

  • Harassment: Unwelcome behavior based on race, gender, religion, or other protected characteristics.
  • Bullying: Repeated behavior intended to intimidate, humiliate, or degrade an individual.

Reporting Procedures:

  • Employees can report incidents to their manager, HR, or via a confidential hotline.

Investigation Process:

  • All reports will be investigated promptly, confidentially, and fairly.

Consequences:

  • Harassment or bullying may result in disciplinary action, including termination.

8. Employee Training Checklist

Purpose: Ensure all employees understand workplace harassment and bullying policies.

| Training Topic | Completed (?/?) | Notes |
|--------------------------------------------|---------------------|-------------------------------------|
| Define harassment and bullying | | Include examples and legal implications. |
| Review the company’s anti-harassment policy | | Provide a copy to all employees. |
| Discuss reporting procedures | | Clarify anonymous reporting options. |
| Train on bystander intervention | | Teach employees how to support peers. |
| Highlight the importance of confidentiality | | Stress non-retaliation protections. |


9. Employee Follow-Up and Support Plan Template

Purpose: Support employees affected by harassment or bullying incidents.

| Employee Name: [Insert Name] | Date: [Insert Date] |

| Section | Details |
|--------------------------------------------|--------------------------------------------|
| Support Offered: | E.g., counseling services, peer mentoring. |
| Temporary Adjustments (if any): | E.g., schedule changes, project reassignments. |
| Regular Check-Ins Scheduled: | E.g., Weekly one-on-one meetings. |
| Resources Provided: | E.g., hotline numbers, mental health services. |


10. Annual Workplace Harassment and Bullying Review Checklist

Purpose: Assess the organization’s overall efforts in preventing and addressing workplace harassment and bullying.

| Evaluation Area | Completed (?/?) | Notes |
|--------------------------------------------|---------------------|-------------------------------------|
| Review and update harassment policies | | Ensure policies reflect current laws. |
| Track number of reported incidents | | Identify trends and patterns. |
| Evaluate investigation timelines | | Ensure investigations are resolved promptly. |
| Assess training effectiveness | | Collect employee feedback post-training. |
| Survey employee perceptions | | Use anonymous surveys to gauge workplace culture. |
| Set goals for the upcoming year | | E.g., increased training participation, reduced incidents. |


Best Practices for Using These Checklists and Templates

  1. Tailor to Your Organization: Adapt templates to align with your company’s policies and structure.
  2. Maintain Confidentiality: Ensure all documentation and communication respect privacy.
  3. Provide Training: Conduct regular training for employees and managers to prevent issues.
  4. Use Technology: Implement HR software to track reports, training, and resolutions.
  5. Monitor Progress: Regularly evaluate the effectiveness of policies and adjust as necessary.

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